Tropical leaf phenology characterization by using an ecologically-constrained deep learning model with PlanetScope satellites

Abstract

<p>Tropical leaf phenology signals leaf-on/off status and exhibits strong variability from individual tree crowns to forest ecosystems, which importantly regulates carbon and water fluxes. The availability of daily PlanetScope data with high spatial resolution offers a new chance to monitor phenology variability at both the fine scale and the ecosystem scale across pan-tropics. However, a scalable method for tropical leaf phenology monitoring from PlanetScope with clear biophysical meaning still needs to be developed. To advance tropical leaf phenology monitoring, we developed an index-guided, ecologically constrained autoencoder (IG-ECAE) method to automatically generate a deciduousness metric (percentage of upper tree canopies with leaf-off status within an image pixel) from PlanetScope. The IG-ECAE includes three steps: (1) extracting the initial reflectance spectra of leafy/leafless canopies based on their spectral indices characteristics; (2) training an autoencoder deep learning method with the guidance of derived reflectance spectra and additional ecological constraints to refine the reflectance spectra; and (3) estimating the relative abundance of leafless canopies (or deciduousness) per PlanetScope image pixel with the integration of refined spectra reflectance and linear spectral unmixing method. To test the IG-ECAE method, we compared the PlanetScope-derived deciduousness to the corresponding measures derived from WorldView-2 (n = 9 sites) and local phenocams (n = 9 sites) at 16 tropical forest sites spanning multiple continents and a large precipitation gradient (1470-2819 mm year^-1). Our results show that PlanetScope-derived deciduousness agrees: 1) with WorldView-2-derived deciduousness at the patch level (90 m × 90 m) with r² = 0.89 across all sites; and 2) with phenocam-derived deciduousness to quantify ecosystem-scale seasonality with r² ranging from 0.62 to 0.96. These results demonstrate that IG-ECAE can accurately characterize the wide variability in deciduousness across scales from pixels to forest ecosystems, and from a single date to the entire annual cycle, indicating the feasibility of tracking the large-scale phenological patterns and responses of tropical forests to climate change with high-resolution satellites.</p>